A CRITICAL ANALYSIS OF THE REGULATORY OVERSIGHT ON THE SECURITIES SETTLEMENT SYSTEM IN INDIA
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Abstract
This research paper endeavors to identify or rather investigate the point as to whether and to what extent do the regulatory provisions enacted by the long-term securities market regulator in India i.e. The Securities and Exchange Board of India viz. SEBI helps in controlling and disciplining the institutional players operating in the securities trade settlement domain who are primarily responsible for ensuring and guaranteeing the settlement of trades executed on the stock exchanges in India . The article also investigates the point as to how far the securities market regulations helps in exercising control or plays an effective role in disciplining the various market players, particularly those operating in the area settlement of trades executed on a stock exchange. The article also highlights the rationale behind the enactment of such regulations and suggests the road ahead for the regulator i.e. SEBI. In its concluding part the research paper makes brief comparison of regulations prevalent in Indian jurisdiction with that of UK and USA. This comparative study has been undertaken by the researcher with a view to suggest some positive regulatory measures which may be considered to be enacted by the market regulator i.e. SEBI in India.
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